The law offices of Dew, Foxman and Haugh’s securities practice offers premier securities law expertise and regulatory capabilities. We are a results-oriented law firm and our firm is recognized for its experience in investment management, broker-dealer and financial services regulation. Based in Delray Beach, Florida our team has extensive expertise in advising firms and individuals in a wide range of issues, including regulatory, compliance, enforcement, and transactional matters.
Our approach is to work closely with our clients to thoroughly understand their business and objectives so that we can better and more effectively advise them. Some of our lawyers have served in staff positions with regulatory agencies or have held leadership positions in the regulatory compliance industry for more than twenty years, enhancing our ability to provide insights into policy and regulatory issues.
We also understand the difference between simply assisting our clients in drafting disclosure documents, contracts, solicitor agreements, operation agreements and partnership agreements and helping guide them to various market opportunities.
Our significant experience in the Investment Adviser and Broker-Dealer space helps us understand the complex rules and regulations that govern our industry. Also, understanding our clients’ business needs allows us to help them stay in regulatory compliance.